QuestionAI GovernanceSupplier Due Diligence

Does an AI vendor have a published responsible AI policy?

29 October 2026
Answered by Rohit Parmar-Mistry

Short answer

A published policy is a useful starting point, but it does not show whether the vendor’s controls work in practice. Ask how it applies to the service you plan to use and what evidence supports it.

Detailed answer

A published policy can help you understand what an AI vendor says it aims to do. To decide whether the supplier is suitable for your firm, check how those commitments apply to the specific service and use you are considering, then compare the answers with the evidence and contract terms available.

What to ask the vendor

Ask for the policy and whether it covers the product and service in scope. A broad statement about responsible AI may not address every model, feature or use of your data.

  • Currency: When was the policy issued or last reviewed? What prompts a review?
  • Scope: Which products, models, staff and activities does it cover? Does that include the service you plan to use?
  • Ownership: Who oversees the policy in practice? How does the vendor handle questions or exceptions?
  • Evidence: What relevant procedures, records or product controls can the vendor share to show how its commitments are applied?
  • Terms and support: Do the contract and support arrangements align with the vendor’s statements about data use, system changes and handling concerns?

These are practical procurement questions, not a statement of UK legal requirements. Your firm’s legal, regulatory and contractual position depends on its circumstances. The presence or absence of a vendor policy does not establish that position.

Use the answers to guide your decision

Look for answers that are specific to the service and consistent across the policy, supporting evidence and contract. If a commitment matters to your intended use, ask how it is put into practice and what the vendor can show you.

Record the policy version or date, the product and use case assessed, the evidence received and any open questions. If an answer is vague or the policy does not cover your use, ask for clarification. Then decide whether the remaining gap matters given the data, users and work involved. A gap warrants investigation; it is not by itself proof of harm or a legal breach.

Aona AI’s vendor-authored questionnaire includes this policy question. It suggests assessing the completeness and credibility of responses and reviewing gaps in individual sections rather than relying only on an overall score. This is commercial guidance from the questionnaire’s publisher, not independent assurance or UK legal authority. View the Aona questionnaire.

Discuss the supplier decision

If you are weighing a supplier or implementation decision, you can discuss it on a 30-minute Pattrn Data AI Automation Discovery Call with Rohit. The conversation can help you consider what next step makes sense and what may not be worth doing yet.

Frequently asked questions

Should we reject a vendor that has no published policy?

Not on that fact alone. Ask how the vendor manages the issues relevant to your intended use and request appropriate evidence. Consider whether unanswered questions leave a gap your firm is unwilling to accept.

What counts as evidence that a policy is applied?

It depends on the commitment. You might ask for relevant procedures, records or product information, and check that they relate to the service you are assessing. The vendor’s explanation should connect the evidence to its stated policy.

Does a published policy show that the service meets our requirements?

No. A policy describes the vendor’s stated approach. Assess the service, data use, contract and support arrangements against your firm’s needs. Seek qualified advice where your circumstances require it.

What should we keep from the assessment?

Keep the policy version or date, the scope discussed, the vendor’s answers and supporting evidence, your assessment of material gaps, and any follow-up or agreed action. This records what decision-makers considered.

Discuss your next step

Talk through your situation with Rohit, or take the assessment if you need a first read.