Does an AI vendor have a published responsible AI policy?
Short answer
A published policy is a useful starting point, but it does not show whether the vendor’s controls work in practice. Ask how it applies to the service you plan to use and what evidence supports it.
Detailed answer
Frequently asked questions
Should we reject a vendor that has no published policy?
Not on that fact alone. Ask how the vendor manages the issues relevant to your intended use and request appropriate evidence. Consider whether unanswered questions leave a gap your firm is unwilling to accept.
What counts as evidence that a policy is applied?
It depends on the commitment. You might ask for relevant procedures, records or product information, and check that they relate to the service you are assessing. The vendor’s explanation should connect the evidence to its stated policy.
Does a published policy show that the service meets our requirements?
No. A policy describes the vendor’s stated approach. Assess the service, data use, contract and support arrangements against your firm’s needs. Seek qualified advice where your circumstances require it.
What should we keep from the assessment?
Keep the policy version or date, the scope discussed, the vendor’s answers and supporting evidence, your assessment of material gaps, and any follow-up or agreed action. This records what decision-makers considered.
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